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I-0.2, r. 0.3 - Regulation respecting quotas of brokers and trust companies

Section 10
Disposition versions

Full text
10. A broker or trust company that fails to reach the assigned quota is liable to an administrative monetary penalty of $15,000 for each application for a selection certificate that is not submitted to the Minister during the period of receipt determined by a decision made under section 3.5 of the Act.
The amounts collected under the first paragraph are deemed to be payable fees provided for in section 6.1 of the Act.
M.O. 2015-009, s. 10.
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